SOX Audit Senior Manager

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募集要項

会社概要

同社は日本において事業展開している大手保険会社です。幅広い保険商品を提供し、個人や法人の顧客に対して損害保険サービスを提供しています。自動車保険、火災保険、傷害保険など、多様な保険商品を取り扱っており、顧客の保険ニーズに合わせたプランを提供しています。同社は、高品質のカスタマーサービスと効率的な対応を重視し、顧客の信頼を得ています。また、長年にわたる経験と専門知識を活かし、安定的な運営と成長を目指しています。保険業界でのリーダーシップを持ち、顧客の保護と満足度を最優先に考えています。

業務内容

Main responsibilities:

• Lead and execute Business manual SOX control testing assignments from planning to fieldwork to reporting phase. This will include managing and guiding audit resources to execute the plan and reviewing their deliverables (e.g., work papers, memos)
• Coordinating testing schedule with external and internal stakeholders
• Managing resource requirements by working closely with the offshore SOX teams
• Applies pertinent industry knowledge and subject matter expertise to assurance activities in particular US GAAP and J GAAP
• Tracking and completion of issue validation
• Maintains strong relationship and partnership with business stakeholders as well as external audit partner
• Contributes to overall quality, effectiveness, and value of SOX program by recommending and developing innovative approaches and solutions including process improvements and use of automations
• 　Internal Interactions (Within the Organization)
  • Internal Audit Department managers and members
  • Any Department managers where SOX audit is conducted.
  • Business department members
• 　External Interactions (Outside the Organization)
  • External Auditors on as needed basis

応募条件

Minimum requirements:

• Minimum a University Degree(4 year bachelor degree)
• 8+ years of experience working within an internal audit with the financial or insurance industry.
• 3+ years of experience in and/or knowledge of SOX audit and procedures.
• Relative product knowledge (e.g., Consumer and Commercial Insurance) and understanding of associated business risks.
• Experience leading and executing risk-based internal audits and/or risk and control assessments, leveraging control frameworks such as COBIT, NIST, and ITIL and proficiency in core requirements and methodologies for SOX internal control programs.
• Experience in implementation of internal control processes and programs.
• Effective communications (oral and written), technical knowledge and negotiation skills in order to communicate findings with stakeholders and reach agreement on target dates for action plans is required.
• Well-developed interpersonal skills to build relationships both internally and externally including ability to thrive within a team-oriented environment is required.
• Function independently and multi-task in a dynamic, changing environment.
• Self-starter and highly team-oriented behavior.
• Strong leadership skills ; Ability to manage a team of audit professionals and strongly grow careers of team members.
• Sufficient proficiency with MS Excel tools, Access, ACL, IDEA, Olikview, Tableau etc. with experience of auditing leveraging the use of data analysis with the above-mentioned tools.
• Business level Japanese and English is required.

Preferred qualifications:

• Advanced IT skills (for example: BluePrism, Pentaho, Kofax, SQL Server, DB2, Oracle, SAS, R, Python, ACL, VB, Qlik, Power BI, ACL, SSRS/IS/AS) is a plus.
• CISA, CISM, CISSP, PMP, and/or CPA a plus

給与

1200 - 1400 万円

勤務地

東京